Government of Saskatchewan ministries, Crown corporations and organizations are implementing contingency plans to minimize the impacts of postal service disruption.
Les ministères, sociétés d’État et organismes du gouvernement de la Saskatchewan mettent en œuvre des plans d’urgence (en anglais) visant à réduire les répercussions de l’interruption du service des postes.
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Released on June 25, 2019
The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has approved a settlement (https://fcaa.gov.sk.ca/public/plugins/pdfs/3281/signed_order_approving_settlement_agreement_june_13_2019_redacted.pdf) with Ava Trade Ltd., an overseas business that admitted to violating securities laws through the use of its online trading platform. Ava Trade Ltd. will voluntarily pay back more than $140,000 to Saskatchewan investors and a $7,500 administrative penalty.
“It’s not often we see this level of co-operation from overseas firms, or non-Canadian firms who have an online presence,” FCAA Deputy Director of Enforcement Harvey White said. “Usually, investors will have a very difficult time retrieving any money sent overseas. It is for this reason, we caution investors, whenever they are dealing with someone who is selling securities, to check if they are registered in Saskatchewan. You can check registration by visiting www.aretheyregistered.ca.”
Ava Trade has since transferred all of its Canadian clients to a firm that is registered with the securities regulatory authorities across the country. This firm is a dealer member with the Investment Industry Regulatory Organization of Canada.
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For more information, contact:
Shannon McMillan
Financial and Consumer Affairs Authority
Regina
Phone: 306-798-4160
Email: shannon.mcmillan@gov.sk.ca
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